tidaldb/.sdlc/features/p1-quality-diversity-baseline/audit.md

3.6 KiB

Audit: Quality & Diversity Baseline

Scope

Security, correctness, and operational audit of the brief ranking profile and associated pipeline fixes.

Findings

1. Security

# Check Status Notes
S1 No user input in profile definition PASS Profile is code-defined with hardcoded constants. No injection surface.
S2 No new network or I/O surface PASS Pure in-process ranking. No external calls.
S3 No credential or secret handling PASS Not applicable.
S4 No unsafe code PASS All changes are safe Rust.

2. Correctness

# Check Status Notes
C1 Gate thresholds are >= (not >) PASS passes_gates() uses >= comparison. Items at exactly the threshold are included.
C2 Exploration disabled for gate safety PASS BRIEF_EXPLORATION = 0.0. inject_exploration() bypasses gates; disabling it preserves the quality floor invariant.
C3 Format enrichment populates correctly PASS Format populated from meta.get("format") only when candidate.format.is_none(). No double-write risk.
C4 Metadata loading trigger complete PASS needs_metadata_for_creator_grouping now checks `max_per_creator
C5 Gate signal names match schema PASS Gates reference "view" and "completion". If schema lacks these, read_agg returns 0.0, failing the gate. All items excluded — safe degradation (no garbage surfaced).
C6 No integer overflow risk PASS Gate thresholds are f64. Windowed counts are u64 cast to f64 internally. No overflow at the quantities involved.

3. Performance

# Check Status Notes
P1 Gate evaluation cost PASS Two additional read_agg calls per candidate. read_agg is O(1) DashMap lookup + constant-time BucketedCounter read. Negligible overhead.
P2 Metadata loading for format PASS Metadata was already being loaded when max_per_creator was set. The format enrichment adds one HashMap::get per candidate per iteration — negligible.
P3 Integration test speed PASS All 6 tests complete in 0.01s. No sleeps, no I/O.

4. Operational

# Check Status Notes
O1 Profile is registered at startup PASS Added to register_builtins(). Available immediately on TidalDb::open().
O2 No migration required PASS No schema changes, no storage changes, no WAL format changes.
O3 Backward compatible PASS New profile is additive. Existing profiles unaffected. Format enrichment fix is backward compatible (format was always None before, so format-based diversity was a no-op).

5. Known Limitations

# Limitation Severity Notes
L1 DiversitySelector operates on full scored set Low Diversity is applied to the full scored set, then pagination takes a slice. At the page level, creator distribution depends on scoring order. Tests account for this. Not a bug — it's the architectural design.
L2 Exploration permanently disabled Low Cannot be re-enabled without also adding gate re-evaluation to inject_exploration(). This is a deliberate trade-off for this profile.

Verdict

PASS. No security, correctness, or performance concerns. The implementation is clean, well-documented, and all changes are backward compatible. The two pipeline fixes (format enrichment and metadata loading trigger) are improvements that benefit the entire ranking system, not just the brief profile.